Customizing 15(c) Practices and Materials for Today’s Fund Offerings

Sara YerkeyMutual FundsLeave a Comment

Few would dispute that the investment management industry has witnessed transformational changes in the past decade…both the Commission and investors should have access to more substantive… information about funds and their advisers. David W. Grim, SEC Director of the Division of Investment Management, March 2016 When Section 15(c) of the Investment Company Act of 1940 was written, there were no … Read More